SECGeneralAugust 14, 2026

SEC Publishes Chairman's Regulatory Flexibility Agenda for Upcoming Rulemakings

The SEC has published its Chairman's rulemaking agenda under the Regulatory Flexibility Act, signaling the agency's near- and long-term regulatory priorities. Crypto exchanges, broker-dealers, and other SEC-regulated entities should monitor this agenda to anticipate forthcoming rules affecting digital assets, custody, and securities market structure.

What to do

Review the full SEC regulatory agenda at reginfo.gov to identify upcoming rulemakings relevant to your business and begin gap assessments or comment letter preparation as appropriate.

Who this affects

Crypto ExchangeCrypto CustodianBroker-Dealer / RIATrust CompanyOther

Does this affect your program?

Pick your institution type for an instant read on whether you're in scope — then see exactly which sections of your own policies this changes.

Source

Read the official publication

This radar entry is educational and does not constitute legal advice. Summaries are AI-assisted and grounded in the linked official source; always verify against the primary source and consult qualified legal counsel for jurisdiction-specific guidance.

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OCC Proposes Two-Tier Framework for Violations: Substantive vs. Technical

The OCC is proposing to split regulatory violations into 'substantive' and 'technical' categories to better calibrate supervisory responses, including when Matters Requiring Attention (MRAs) are issued. For banks and trust companies engaged in crypto or fintech activities, this could affect how examiners escalate findings related to BSA/AML, KYC, or digital asset compliance gaps. Comment period is open, giving institutions an opportunity to shape the final framework.

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OCC Revises Enforcement Action and MRA Policies and Procedures

The OCC has released updated internal policy manuals governing how bank enforcement actions and Matters Requiring Attention (MRAs) are issued and managed. These revisions signal a shift toward greater consistency and transparency in how the OCC responds to supervisory findings, which is directly relevant to banks and trust companies navigating crypto, BSA/AML, and fintech-related examination findings. Compliance officers should review the updated PPMs to anticipate examiner expectations.

OCC

OCC Announces Clearer, More Consistent Enforcement and Supervisory Standards

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