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Know Your Customer

Enhanced Due Diligence (EDD) Policy

Triggers, source-of-funds and source-of-wealth standards, and senior-management approval flows for higher-risk customers.

Section outline

The structure examiners expect to see. Full drafted language with citations is generated inside PliOS for your institution type, products, and jurisdictions.

  1. 1.PURPOSE

  2. 2.EDD TRIGGERS

  3. 3.EDD MEASURES

  4. 4.ONGOING MONITORING

  5. 5.DECLINE AND EXIT

  6. 6.RECORDKEEPING

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This outline is educational and does not constitute legal advice. Policies must be tailored to your institution and reviewed by qualified compliance counsel before adoption.

More in Know Your Customer

Know Your Customer (KYC) / Customer Identification Program (CIP) Policy

CIP and KYC procedures including identity verification, risk tiering, and EDD.

Customer Due Diligence & Beneficial Ownership Policy

CDD Rule compliance: legal-entity beneficial ownership, control prong, and customer risk profiling.

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