PliOS Regulatory Radar

US crypto & fintech regulation, in plain English

Every major rule from FinCEN, OCC, OFAC, the SEC and CFTC — explained, with who it affects and what to do. Free, always current, no signup.

Latest developments

CFTCLicensing

CFTC Seeks Input on Rules That May Block Fintech Firms From Market Access

The CFTC is issuing a Request for Information under Executive Order 14405 to identify its regulations, guidance, no-action letters, and other items that may unnecessarily prevent fintech firms from partnering with CFTC-regulated intermediaries (FCMs, swap dealers, DCMs, etc.) or from obtaining CFTC registrations. Crypto and fintech firms that interact with derivatives markets—or that aspire to register with or partner with CFTC-regulated entities—have a rare opportunity to flag specific regulatory barriers. Comments submitted now can directly shape rule amendments and streamlined registration pathways.

Jun 18, 2026Read
CFTCGeneral

CFTC Proposes Updates to Whistleblower Award Rules for Greater Transparency

The CFTC is proposing amendments to its whistleblower award rules to make claims processing more efficient, transparent, and predictable, modeled on the SEC's existing approach. The changes are designed to strengthen incentives for individuals to report CEA violations, which could increase the volume and quality of tips received by the agency about crypto and derivatives misconduct. Compliance officers should note that a more robust whistleblower program raises the stakes for internal compliance gaps that could be reported externally.

Jun 15, 2026Read
CFTCLicensing

CFTC Proposes Rules Clarifying Which Prediction Market Contracts Are Banned

The CFTC is proposing amendments to define more precisely which event contract derivatives (prediction markets) can be blocked from trading or clearing as contrary to the public interest, including a new definition of 'gaming' and factors for making that determination. Crypto exchanges and DeFi platforms that offer or plan to offer prediction market products need to assess whether their offerings could be swept in under the proposed factors. This rulemaking signals increased regulatory scrutiny of on-chain and off-chain prediction markets.

Jun 12, 2026Read
CFTCVendor / TPRM

CFTC Drops 'No-Deny' Settlement Policy in Enforcement Cases

The CFTC has rescinded a longstanding policy that effectively prevented respondents and defendants from denying the allegations in a settlement after the fact. This change gives settling parties more flexibility to contest facts publicly following resolution of CFTC enforcement actions. Compliance officers should understand that CFTC settlements may now carry less implicit factual finality, which could affect how enforcement outcomes are interpreted in due diligence and vendor risk assessments.

Jun 8, 2026Read

Want this mapped to your own program?

PliOS watches these sources for you and flags exactly which of your policies each new rule affects. Start with a free, AI-guided gap assessment — no credit card required.

Run My Free Assessment